Head of Compliance - Fintech

Legal and Compliance

United Arab Emirates
Posted on 2 days ago

Title: Head of Compliance - Fintech Location: Dubai
About the CompanyOur client is a fast-growing, regulated financial services business based in the UAE. As part of their continued expansion, they are looking to appoint a Head of Compliance on a permanent basis to lead and further develop their compliance function.
The RoleThis position will take ownership of the firm’s compliance framework, ensuring robust management of regulatory obligations and adherence to UAE regulatory requirements. The role will also play a key part in strengthening compliance oversight, supporting senior stakeholders, and maintaining effective relationships with regulators.
Key ResponsibilitiesTake overall responsibility for the compliance function, ensuring it operates effectively and in line with local regulatory expectationsManage and enhance the firm’s compliance monitoring programme and regulatory reporting processesProvide leadership on conduct risk and customer protection matters across the businessAct as the primary liaison with regulators and supervisory bodiesPartner with senior management and board members on regulatory and compliance-related topicsDevelop and refine policies, procedures, and governance frameworksSupport the ongoing build-out and maturity of the compliance function within a scaling organisation
RequirementsProven experience in a compliance leadership role within a regulated financial services environment (e.g. banking, fintech, payments, or e-money)Track record of direct engagement with regulatorsStrong knowledge of compliance frameworks, monitoring, reporting, and conduct riskAbility to influence and communicate effectively with senior stakeholders and board-level audiencesHands-on, pragmatic approach with experience operating in high-growth or evolving environments

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